Regulation for Compliance Officers

About this Regulation

The Regulations for Compliance Officers is divided into four (4) sections. Section one is the introduction while Section two spells out requirements for the appointment of a compliance officer Section three and four addresses the responsibilities of the Board of Directors, the Compliance Officers and the empowerment of the Compliance Officer respectively.

The requirements of these Regulations are consistent with the provisions of the Pension Reform Act, 2004 and are also considered enforceable within the Industry.

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